PCAOB Sanctions Audit Firms and Partners for Violating Independence Rules

The Public Company Accounting Oversight Board imposed sanctions on three audit firms, along with engagement partners at two of the firms, for violating independence requirements while auditing broker-dealer clients. Two…

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PCAOB Releases Staff Inspection Brief

The staff of the Public Company Accounting Oversight Board published an inspection brief  on April 19 that previews the results of 2015 inspections of broker and dealer auditors. "This staff…

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